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Om Saptarshi
Customs

Customs Compliance Health Check

Customs compliance is not only about clearing one shipment. It is about maintaining correct records, proper classification, accurate valuation, regulatory readiness and defensible documentation over time.

A customs compliance health check helps businesses identify gaps before they become delays, penalties, disputes or audit issues.

What to review

  1. 1

    Importer/exporter profile

    Check IEC, GST, KYC records, authorized signatories and basic trade registrations.

  2. 2

    Product classification

    Review whether goods are classified consistently and supported by technical literature, catalogue, composition or usage details.

  3. 3

    Valuation practices

    Check whether invoice value, assists, royalty, freight, insurance, related-party transactions and other valuation elements are properly considered.

  4. 4

    Documentation quality

    Review commercial invoice, packing list, BL/AWB, purchase order, contract, certificate of origin and other supporting papers.

  5. 5

    Licence and regulatory requirements

    Identify whether goods require import licence, registration, NOC, BIS, FSSAI, drug, plant, animal, hazardous or other regulatory approval.

  6. 6

    Origin and trade agreement claims

    Where preferential duty benefit is claimed, check whether origin documents and supporting records are maintained properly.

  7. 7

    Duty exemption or scheme usage

    Review use of exemptions, concessions, EPCG, advance authorization or other schemes where applicable.

  8. 8

    Record keeping

    Ensure documents are organized and traceable shipment-wise for future review, audit or query.

  9. 9

    Internal SOP

    Check whether the business has a defined process for document review, approval, classification, duty planning and escalation.

Warning signs

  • warning Same product classified differently across shipments
  • warning Documents are corrected repeatedly after arrival
  • warning Licences are checked after shipment is booked
  • warning Duty benefits are claimed without proper support
  • warning No internal record of past customs queries
  • warning Clearance depends on one person's memory
  • warning Management sees only final cost, not compliance risk

Final advice

Good customs compliance begins before shipment booking. Businesses should review documentation, classification and regulatory requirements early.

Need a practical customs compliance review? Om Saptarshi can help identify gaps and improve clearance readiness.